Alithya’s AI-FI Trade Surveillance solution allows capital markets firms to manage even the most complex surveillance and compliance challenges with ease. AI-FI Trade Surveillance leverages AI and ML technology to help firms drive down operational costs, improve trade compliance analysis, and increase visibility into trading activity. Let us help you enhance your team’s capabilities by focusing them on what’s important and letting them filter out what’s not.

Features include:

Automatic monitoring of all exchange traded derivatives
Case Management with configurable workflow
Compliance Engine with configurable AI-Enhanced Rules
Machine learning Alert Classifier with on-demand retraining
Online storage and backup of orders, trades, and alerts
Infrastructure-free with web access

Services include:

Public market data integration
Private trade and order data integration
Initial configuration of AI-Enhanced Rules
Alert Classifier model training and back testing
Trading day business hours support
Annual AI-Enhanced Rules assessment, tune-up, and workshop

Benefits:

AI-FI Trade Surveillance pays for itself and leaves you with a ROI that can be invested back into your organization:

Fewer False Positives; No more time wasted investigating low priority alerts
Consistent Adjudication; Avoid fluctuations in your team’s performance to adjudicate compliance alerts. Always perform at your best!
Improved Team Performance; Reduce the training time required to identify highly suspicious alerts
Reduced Regulatory Risk; Monitor all orders and trades for compliance and avoid the need for random sampling
Greater Team Engagement; Focus your SME’s on critical analysis and keep them engaged in meaningful work to reduce employee churn

Get started today with new insights into your trading activity, and reduced time spent on low priority alerts.

AI-FI Trade Surveillance

by Alithya Digital Technology Corporation